Web3 hours ago · And the Securities and Exchange Commission, which collected a $15 million civil penalty in September 2013, alleged Rothstein was helped by an executive who worked for both Commerce and TD Bank. TD ... WebApr 13, 2024 · Text: H.R.2603 — 118th Congress (2024-2024) All Information (Except Text) As of 04/14/2024 text has not been received for H.R.2603 - To require the Securities …
SUPREME COURT OF THE UNITED STATES
WebSECURITIES AND EXCHANGE COMMISSION . SECURITIES EXCHANGE ACT OF 1934 . Release No. 61838 / April 5, 2010 . ADMINISTRATIVE PROCEEDING File No. 3-13846 . In the Matter of . ... 28 years old, was a resident of Sunny Isles, Florida at all relevant times. B. ENTRY OF THE INJUNCTION . 2. On March 15, 2010, a final judgment was entered … WebJun 13, 2024 · June 13, 2024 / 6:42 PM / CBS Miami. MIAMI (CBSMiami/AP) — A pair of Florida men are facing fraud charges after an Securities and Exchange Commission investigation found they cheated investors ... dgs cuf
FSC Securities
WebAug 21, 2024 · Washington, DC (August 10, 2024) – Today, Judge Virginia Hernandez Covington of the U.S. District Court for the Middle District of Florida, issued a remedies order in U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD., et al.The penalty phase has now been completed, with Judge Covington entering a much … Web3 hours ago · And the Securities and Exchange Commission, which collected a $15 million civil penalty in September 2013, alleged Rothstein was helped by an executive … WebApr 20, 2024 · Filing 11 RETURN of service executed on 04/26/2024 by Securities and Exchange Commission as to Harbor City Digital Ventures, Inc.. (Johnson, Alise) April 26, 2024: Filing 10 ... George C. Young United States Courthouse Annex, 401 W. Central Boulevard, Orlando, Florida, before the Honorable Carlos E. Mendoza. Defendants are … cic exam review